FINRA BrokerCheck report
United States · FINRA BrokerCheck — broker and investment adviser report
$4.99 · instant · order and pay online
Order this report
What the report shows
Employment history, registrations, licences/exams, customer disputes and disciplinary events of brokers, brokerage firms and investment advisers.
Who needs it
investors, compliance teams, recruiters, lawyers
Why people order it
checking a broker or adviser before investing, hiring, arbitration preparation
What we need from you
- ✍️Details you type in the form: individual or firm name, or CRD number
- ✅No original document and no post — everything happens online.
Legal limits
FINRA terms of use limit automated/bulk retrieval and redistribution; check terms before reselling.
Issued by
Financial Industry Regulatory Authority (FINRA)
Questions and answers
How do I order FINRA BrokerCheck report online?
Fill in individual or firm name, or CRD number in the form on this page, pay $4.99 by card, and the document is e-mailed to you within instant.
How much does FINRA BrokerCheck report cost?
$4.99. The official source issues it free of charge — you can also get it yourself.
How long does FINRA BrokerCheck report take?
instant.
Who can order FINRA BrokerCheck report?
Anyone.
Do I need to send the original document?
No. Everything is online — no original and no post.
Terms
Work starts as soon as you pay; once the document is delivered the order can no longer be cancelled.
Joy Work OS is a private service and not the issuing authority. You can also get this document directly from the authority, free of charge.